Securities Law / Litigation

Monmouth County Securities Law Attorneys

Securities Litigation • SEC/NASD Regulatory Actions

The Freehold, New Jersey, law firm of Sonnenblick, Parker & Selvers, P.C. is known throughout Monmouth County and New Jersey for its sophisticated knowledge and wide experience in all aspects of securities law. We represent corporations, individual investors, brokers, and brokerage firms in securities litigation, arbitration, and transactions.

Jerome M. Selvers, is an AV rated attorney who has practiced for 35 years, and served as a trial lawyer for the United States Securities and Exchange Commission, Division of Enforcement. Chad N. Cagan, adds 16 years of practice in general litigation and securities law. Schedule your initial consultation with a veteran securities litigation attorney.

Securities Account Mismanagement: Investor Representation

Sonnenblick, Parker & Selvers represents individual securities investors who suffered a significant financial loss. You may have a viable claim to recover market losses if your broker acted illegally with stocks, bonds, mutual funds, or other investment products:

• Unsuitability—inappropriate investments contrary to stated risk tolerance and investment goals
• Churning—excessive trading to generate commissions
• Misrepresentation of risk, "guaranteed" returns
• Breach of fiduciary duty—impropriety with client funds
• Negligence—failure to conduct transactions
• Failure to supervise / control person liability

Our lawyers' in-depth knowledge and effective representation has resulted in substantial investor recoveries for clients. We resolve claims in litigation or through arbitration before the National Association of Securities Dealers, Inc.

Defending Brokers in Regulatory Actions

Sonnenblick, Parker & Selvers, P.C. protects the rights of individual brokers and brokerage houses charged with violating state or federal securities law. We represent brokers in regulatory and enforcement proceedings initiated by the (1) United States Securities and Exchange Commission; (2) National Association of Securities Dealers, Inc.; and (3) New Jersey Bureau of Securities, to avoid:

• Suspension, sanction, or censure against the broker's professional license
• Fines, penalties, or punishment against the broker and/or the firm

Sonnenblick, Parker & Selvers, P.C. is one of the premier securities litigation firms in Monmouth County and all of New Jersey. We are fully capable of handling complex litigation and arbitration, while providing clients with personal attention. Contact our Freehold office today to discuss your securities claim or regulatory defense issue.

Jerome Selvers
Chad Cagan